The Bureaucracy

  • Bureaucrats - officials employed with government agencies
  • The Age of Jackson
    • Political patronage (spoils system)
      • Administrative positions given as a reward for political support rather than solely on merit
      • Out of necessity, the bureaucracy becomes more impartial, neutral, and driven by standard operating procedures and technical expertise
  • Pendleton Act, 1863
    • Creates the Civil Service Commission, makes the government more meritocratic
      • Tasked with drawing up and enforcing rules on hiring, promotion, and tenure of office
        • Federal civil service
        • Merit based bureaucracy
          • Merit system - competitive testing, educational attainment, etc basis for hiring instead of political connections
        • Excludes the military anxd political appointments
        • Hatch Act
  • Fundamental tension between the political operatives in the executive branch and the career bureaucrats
    • The political appointees to the president to the people who work in the white house are all political appointees
    • Their skill lies in politics in general, political people with specific interests
  • Deep state is a criticism of the bureaucracy
    • Legislation or executive order can be passed but it ends up being up to the bureaucrats for stuff to actually happen

Structure of the Bureaucracy

  • Executive political appointees
    • Confirmed by senate
    • Serve for a short time
    • Usually do not cross presidential administrations
  • Senior Executive Service (SES)
    • Drawn from lower ranks of bureaucracy
    • Treated like corporate vice presidents
    • Have more job security
  • Career Civil Servants
    • General service - clearly defines job ranks
    • Governed by merit system
    • Enjoy considerable job protections from termination, especially for political reasons

Iron Triangle

  • Coordinated and mutually beneficial activities of the bureaucracy, Congress, and interest groups to achieve shared policy goals
    • Important part of the policy making progress
  • Interest groups provide electoral support to members of Congress who use their influence in committees to advance legislation favorable to interest groups
    • and/or less legislative oversight to those groups
  • Interest groups lobby bureaucratic agencies to secure that agencies’ desired funding levels and policy goals
  • Agencies create regulations favorable to interest groups
  • Congress determines funding levels desired by bureaucratic agencies

Issue Networks and Points of Access

  • Issue network: web of influence between interest groups, policymakers, and policy advocates
  • Points of access: ways in which policy can be influenced
  • Legislative: lobbying congress, participaitng in oversight hearings, and influencing elections
  • Executive: Citizens can contact federal agencies, and groups can lobby the executive branch and influence administratyive processes. Presidents can also use executive orders as a way to bypass legislative stalls, creating anotjer point of access or influence
  • Judicial: Litigants can challenge laws in federal courts, and stakeholders can appeal wrongful convictions
  • Federalism: The division of power between national and state governments creates multiple points of access
  • State and local: Groups can pursue policy changes at the state or local level if they face obstacles at the federal level, leading to a variety of outcomes across different states
  • Federal: States can also work with or resists federal initiatives through legal and political channels
  • For example, AARP, RNA all influence elections because it is groups of retired people, large voter base who actually vote, fe social security

Policymaking

  • Getting on the policy agenda - what lawmakers focus on
    • Depends not only on the merits of the issue but also on political and economic contexts
    • Policies have to be debates and passed, signed into law by president
    • Congress must fund the agency to carry it out and the means to implement it
    • Implementation - putting laws into action
      • Job of the bureaucracy - not easy, high level political appointees may be geenralists or good at politics, must defer to lower level experts
        • Technical expertise required, could be competing policies
        • Act as a brake on the president or political appointees desires
        • Street level bureaucrats - deal directly with the public and may bend the rules to make them work

Bureaucratic Discretion

  • Bureaucratic discretion - the power to decide how a law is implemented and to decide what Congress meant when it passed a law
    • Chevron SUA v National Resources Defense Coucnil
      • Chevron Deference - Agencies can decide how to implement federal law if ambiguities exisy
        • overturned 2024 by Loper Bright Enterprises v Raimondo
          • Courts to decide - significantly reduces bureaucratic discretion

Regulation

  • The process by which the federal bureaucracy fills in critical details of a law. Regulations have the force of law
    • Process
      • Notice and comment - must announce a proposed set of rules and allow interested parties to weigh in
      • May have to notify the president and congress
      • Publish in the Federal Register
  • Bureaucratic Adjudicaiton
    • Settle disputes between parties affected over the implementation of federal laws or executive orders
    • Issue fines or other penalties against those that violate federal regulations
    • Determine which individuals or groups are covered under a regulation

Checks on the Bureaucracy

  • Regulatory capture - when a government agency tasked with regulating a specific industry becomes controlled by or acts in the interests of the industry it is supposed to regulate, rather than for the public good
  • The president - priorities, funding, appointments, executive orders
    • Size and complexity restrict control
    • Bureaucrats may stall or avoid implementation
  • Congress
    • Can create or terminate departments
    • Can affect funding through appropriations committees
    • Legislative oversight - congressional hearings
    • Government Accoutnability Office - Congressional agency monitors bureaucratic departments and agencies
    • Senate
      • Approves agency heads
  • Judiciary
    • Decisions can limit bureaucratic actions
  • Revolving door can exist in any agency, going from industry to government to industry
    • Affect laws that you can make money off of